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Towards a Theoretical Understanding of Synthetic Data in LLM Post-Training: A Reverse-Bottleneck Perspective

2024/10/02 by Zeyu Gan, Yong Liu, Gan, Zeyu +1 · 6 citations
Computer Science · Engineering · #Advanced Data Processing Techniques #Artificial Intelligence (cs.AI) #Computation and Language (cs.CL) #FOS: Computer and information sciences #Machine Learning (cs.LG) #Natural Language Processing Techniques #Topic Modeling

paper · pdf · doi:10.48550/arxiv.2410.01720

openalex publication_date 2024/10/02 · openalex created_date 2025/10/10 · openalex updated_date 2026/07/28

Abstract

Synthetic data has become a pivotal resource in post-training tasks for large language models (LLMs) due to the scarcity of high-quality, specific data. While various methods have been developed to generate synthetic data, there remains a discernible gap between the practical effects of synthetic data and our theoretical comprehension. To address this challenge, we commence by presenting a detailed modeling of the prevalent synthetic data generation process. Building upon this modeling, we demonstrate that the generalization capability of the post-trained model is critically determined by the information gain derived from the generative model, as analyzed from a novel reverse-bottleneck perspective. Moreover, we introduce the concept of Generalization Gain via Mutual Information (GGMI) and elucidate the relationship between generalization gain and information gain. This analysis serves as a theoretical foundation for synthetic data generation and further highlights its connection with the generalization capability of post-trained models, offering an understanding about the design of synthetic data generation techniques and the optimization of the post-training process. We open-source our code at https://github.com/ZyGan1999/Towards-a-Theoretical-Understanding-of-Synthetic-Data-in-LLM-Post-Training.

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