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Regularity properties and pathologies of position-space renormalization-group transformations: Scope and limitations of Gibbsian theory

1992/10/22 by Aernout C. D. van Enter, A. C. D. van Enter, Roberto Fernández +3 · 12 citations
Materials Science · Mathematics · Physics and Astronomy · #Computer science #Economics #Group (periodic table) #Mathematical physics #Mathematics #Physics #Position (finance) #Pure mathematics #Quantum mechanics #Quasicrystal Structures and Properties #Renormalization group #Scope (computer science) #Space (punctuation) #Spectral Theory in Mathematical Physics #Statistical physics #Theoretical and Computational Physics #Theoretical physics #hep-lat

paper · pdf · doi:10.1007/bf01048183

published as J. Statist. Phys. 72 (1994) 879 · 273 pages including 14 figures, Postscript, See also ftp.scri.fsu.edu:hep-lat/papers/9210/9210032.ps.Z

arxiv created 1992/10/22 · openalex publication_date 1993/09/01 · arxiv updated 2015/06/25 · openalex created_date 2025/10/10 · openalex updated_date 2026/08/05

Abstract

We reconsider the conceptual foundations of the renormalization-group (RG) formalism, and prove some rigorous theorems on the regularity properties and possible pathologies of the RG map. Regarding regularity, we show that the RG map, defined on a suitable space of interactions (= formal Hamiltonians), is always single-valued and Lipschitz continuous on its domain of definition. This rules out a recently proposed scenario for the RG description of first-order phase transitions. On the pathological side, we make rigorous some arguments of Griffiths, Pearce and Israel, and prove in several cases that the renormalized measure is not a Gibbs measure for any reasonable interaction. This means that the RG map is ill-defined, and that the conventional RG description of first-order phase transitions is not universally valid. For decimation or Kadanoff transformations applied to the Ising model in dimension d ≥ 3, these pathologies occur in a full neighborhood \ β> β0 , |h| < ε(β) \ of the low-temperature part of the first-order phase-transition surface. For block-averaging transformations applied to the Ising model in dimension d ≥ 2, the pathologies occur at low temperatures for arbitrary magnetic-field strength. Pathologies may also occur in the critical region for Ising models in dimension d ≥ 4. We discuss in detail the distinction between Gibbsian and non-Gibbsian measures, and give a rather complete catalogue of the known examples. Finally, we discuss the heuristic and numerical evidence on RG pathologies in the light of our rigorous theorems.

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