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Application of the Kelly Criterion to Ornstein-Uhlenbeck Processes

2009/01/01 by Yingdong Lv, Bernhard K. Meister
Computer Science · Economics, Econometrics and Finance · Mathematics · #Applied mathematics #Computer science #Economic theories and models #Economics #Epistemology #Finance #Financial economics #Financial market #Investment (military) #Investment strategy #Lévy process #Mathematical economics #Mathematical optimization #Mathematics #Microeconomics #Optimization and Variational Analysis #Ornstein–Uhlenbeck process #Philosophy #Portfolio #Process (computing) #Set (abstract data type) #Simple (philosophy) #Statistics #Stochastic process #Stochastic processes and financial applications #q-fin.PM

paper · pdf · doi:10.1007/978-3-642-02466-5_105

presented at Complex'2009 (Shanghai, Feb. 23-25)

openalex publication_date 2009/01/01 · arxiv created 2009/03/17 · arxiv updated 2015/05/13 · openalex created_date 2025/10/10 · openalex updated_date 2026/08/05

Abstract

In this paper, we study the Kelly criterion in the continuous time framework building on the work of E.O. Thorp and others. The existence of an optimal strategy is proven in a general setting and the corresponding optimal wealth process is found. A simple formula is provided for calculating the optimal portfolio for a set of price processes satisfying some simple conditions. Properties of the optimal investment strategy for assets governed by multiple Ornstein-Uhlenbeck processes are studied. The paper ends with a short discussion of the implications of these ideas for financial markets.

Citations