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Data spectroscopy: Eigenspaces of convolution operators and clustering

2008/07/31 by Tao Shi, Mikhail Belkin, Mikhail A. Belkin +1 · 1 citation
Chemistry · Computer Science · Mathematics · #Blind Source Separation Techniques #Face and Expression Recognition #Spectroscopy and Chemometric Analyses #msc:62H30 #msc:68T10 #stat.ME #stat.ML

paper · pdf · doi:10.1214/09-aos700

published as Annals of Statistics 2009, Vol. 37, No. 6B, 3960-3984 · Published in at http://dx.doi.org/10.1214/09-AOS700 the Annals of Statistics (http://www.imstat.org/aos/) by the Institute of Mathematical Statistics (http://www.imstat.org)

openalex publication_date 2009/10/23 · arxiv created 2009/11/20 · arxiv updated 2009/12/08 · openalex created_date 2025/10/10 · openalex updated_date 2026/07/28

Abstract

This paper focuses on obtaining clustering information about a distribution from its i.i.d. samples. We develop theoretical results to understand and use clustering information contained in the eigenvectors of data adjacency matrices based on a radial kernel function with a sufficiently fast tail decay. In particular, we provide population analyses to gain insights into which eigenvectors should be used and when the clustering information for the distribution can be recovered from the sample. We learn that a fixed number of top eigenvectors might at the same time contain redundant clustering information and miss relevant clustering information. We use this insight to design the data spectroscopic clustering (DaSpec) algorithm that utilizes properly selected eigenvectors to determine the number of clusters automatically and to group the data accordingly. Our findings extend the intuitions underlying existing spectral techniques such as spectral clustering and Kernel Principal Components Analysis, and provide new understanding into their usability and modes of failure. Simulation studies and experiments on real-world data are conducted to show the potential of our algorithm. In particular, DaSpec is found to handle unbalanced groups and recover clusters of different shapes better than the competing methods.

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