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Exploring the Generalization Capabilities of AID-based Bi-level Optimization

2024/11/25 by C.N. Chen, Li Shen, Chen, Congliang +9
Engineering · #Advanced Numerical Analysis Techniques #FOS: Computer and information sciences #Machine Learning (cs.LG) #Machine Learning (stat.ML)

paper · pdf · doi:10.48550/arxiv.2411.16081

openalex publication_date 2024/11/25 · openalex created_date 2025/10/10 · openalex updated_date 2026/07/28

Abstract

Bi-level optimization has achieved considerable success in contemporary machine learning applications, especially for given proper hyperparameters. However, due to the two-level optimization structure, commonly, researchers focus on two types of bi-level optimization methods: approximate implicit differentiation (AID)-based and iterative differentiation (ITD)-based approaches. ITD-based methods can be readily transformed into single-level optimization problems, facilitating the study of their generalization capabilities. In contrast, AID-based methods cannot be easily transformed similarly but must stay in the two-level structure, leaving their generalization properties enigmatic. In this paper, although the outer-level function is nonconvex, we ascertain the uniform stability of AID-based methods, which achieves similar results to a single-level nonconvex problem. We conduct a convergence analysis for a carefully chosen step size to maintain stability. Combining the convergence and stability results, we give the generalization ability of AID-based bi-level optimization methods. Furthermore, we carry out an ablation study of the parameters and assess the performance of these methods on real-world tasks. Our experimental results corroborate the theoretical findings, demonstrating the effectiveness and potential applications of these methods.

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