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Special 5-term recurrence relations, Banded Toeplitz matrices, and Reality of Zeros

2020/11/26 by Ndikubwayo, Innocent
#12D10 (Primary) 26C10 #30C15 (Secondary) #Complex Variables (math.CV) #FOS: Mathematics

paper · doi:10.48550/arxiv.2011.13258

Abstract

Below we establish the conditions guaranteeing the reality of all the zeros of polynomials Pn(z) in the polynomial sequence \Pn(z)\n=1 satisfying a five-term recurrence relation Pn(z)= zPn-1(z) + αPn-2(z)+βPn-3(z)+γPn-4(z), with the standard initial conditions P0(z) = 1, P-1(z) = P-2(z) =P-3(z) = 0, where α, β, γ are real coefficients, γ≠ 0 and z is a complex variable. We interprete this sequence of polynomials as principal minors of an appropriate banded Teoplitz matrix whose associated Laurent polynomial b(z) is holomorphic in ℂ∖ \0\. We show that when either the critical points of b(z) are all real; or when they are two real and one pair of complex conjugate critical points with some extra conditions on the parameters, the set b-1(ℝ) contains a Jordan curve with 0 in its interior and in some cases a non-simple curve enclosing 0. The presence of the said curves is necessary and sufficient for every polynomial in the sequence \Pn(z)\n=1 to be hyperbolic (real-rooted).

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