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General Derivative-Free Optimization Methods under Global and Local Lipschitz Continuity of Gradients

2023/11/28 by Pham Duy Khanh, Boris S. Mordukhovich, Khanh, Pham Duy +3 · 1 citation
Computer Science · Engineering · Mathematics · #90C25 #90C26 #90C30 #90C56 #Advanced Optimization Algorithms Research #FOS: Mathematics #Optimization and Control (math.OC) #Optimization and Variational Analysis #Sparse and Compressive Sensing Techniques

paper · pdf · doi:10.48550/arxiv.2311.16850

openalex publication_date 2023/11/28 · openalex created_date 2023/11/30 · openalex updated_date 2026/07/28

Abstract

This paper addresses the study of derivative-free smooth optimization problems, where the gradient information on the objective function is unavailable. Two novel general derivative-free methods are proposed and developed for minimizing such functions with either global or local Lipschitz continuous gradients. The newly developed methods use gradient approximations based on finite differences, where finite difference intervals are automatically adapted to the magnitude of the exact gradients without knowing them exactly. The suggested algorithms achieve fundamental convergence results, including stationarity of accumulation points in general settings as well as global convergence with constructive convergence rates when the Kurdyka-Łojasiewicz property is imposed. The local convergence of the proposed algorithms to nonisolated local minimizers, along with their local convergence rates, is also analyzed under this property. Numerical experiences involving various convex, nonconvex, noiseless, and noisy functions demonstrate that the new methods exhibit essential advantages over other state-of-the-art methods in derivative-free optimization.

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