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General duality and dual attainment for adapted transport

2024/01/22 by Daniel Kršek, Kršek, Daniel, Gudmund Pammer +1 · 1 citation
Economics, Econometrics and Finance · #Economic theories and models #FOS: Economics and business #FOS: Mathematics #Fiscal Policy and Economic Growth #Mathematical Finance (q-fin.MF) #Optimization and Control (math.OC) #Probability (math.PR)

paper · pdf · doi:10.48550/arxiv.2401.11958

openalex publication_date 2024/01/22 · openalex created_date 2024/01/24 · openalex updated_date 2026/07/28

Abstract

We investigate duality and existence of dual optimizers for several adapted optimal transport problems under minimal assumptions. This includes the causal and bicausal transport, the causal and bicausal barycenter problem, and a multimarginal problem incorporating causality constraints. Moreover, we characterize polar sets in the causal and bicausal setting and discuss applications of our results in robust finance. We consider a non-dominated model of several financial markets where stocks are traded dynamically, but the joint stock dynamics are unknown. We show that a no-arbitrage assumption naturally leads to sets of multicausal couplings. Consequently, computing the robust superhedging price is equivalent to solving an adapted transport problem, and finding a superhedging strategy means solving the corresponding dual.

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