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Keller and Lieb-Thirring estimates of the eigenvalues in the gap of Dirac operators

2022/10/06 by Jean Dolbeault, Dolbeault, Jean, David Gontier +5 · 3 citations
Computer Science · Mathematics · #47A75 #47B25 #49J35 #49R05 #81Q10 #Advanced Mathematical Modeling in Engineering #Analysis of PDEs (math.AP) #FOS: Mathematics #Numerical methods in inverse problems #Spectral Theory in Mathematical Physics

paper · pdf · doi:10.48550/arxiv.2210.03091

openalex publication_date 2022/10/06 · openalex created_date 2025/10/10 · openalex updated_date 2026/07/28

Abstract

We estimate the lowest eigenvalue in the gap of the essential spectrum of a Dirac operator with mass in terms of a Lebesgue norm of the potential. Such a bound is the counterpart for Dirac operators of the Keller estimates for the Schrödinger operator, which are equivalent to Gagliardo-Nirenberg-Sobolev interpolation inequalities. Domain, self-adjointness, optimality and critical values of the norms are addressed, while the optimal potential is given by a Dirac equation with a Kerr nonlinearity. A new critical bound appears, which is the smallest value of the norm of the potential for which eigenvalues may reach the bottom of the gap in the essential spectrum. The Keller estimate is then extended to a Lieb-Thirring inequality for the eigenvalues in the gap. Most of our result are established in the Birman-Schwinger reformulation.

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