vix.ing · top · new · best · stats · spec

Towards a Rigorous Understanding of the Population Dynamics of the NSGA-III: Tight Runtime Bounds

2025/11/10 by Andre Opris, Opris, Andre · 1 citation
Computer Science · Engineering · #68Q25 #68T20 #68W05 #68W20 #68W50 #Advanced Multi-Objective Optimization Algorithms #F.2.2 #FOS: Computer and information sciences #Metaheuristic Optimization Algorithms Research #Neural and Evolutionary Computing (cs.NE) #Vehicle Routing Optimization Methods

paper · pdf · doi:10.48550/arxiv.2511.07125

openalex publication_date 2025/11/10 · openalex created_date 2025/11/12 · openalex updated_date 2026/07/28

Abstract

Evolutionary algorithms are widely used for solving multi-objective optimization problems. A prominent example is NSGA-III, which is particularly well suited for solving problems involving more than three objectives, distinguishing it from the classical NSGA-II. Despite its empirical success, the theoretical understanding of NSGA III remains very limited, especially with respect to runtime analysis. A central open problem concerns its population dynamics, which involve controlling the maximum number of individuals sharing the same fitness value during the exploration process. In this paper, we make a significant step towards such an understanding by proving tight runtime bounds for NSGA-III on the bi-objective OneMinMax (2-OMM) problem. Firstly, we prove that NSGA-III requires Ω(n2 log(n) / μ) generations in expectation to optimize 2-OMM assuming the population size μ satisfies n+1 ≤ μ=O(log(n)c(n+1)) where n denotes the problem size and c<1 is a constant. Apart from~\citeopris2025multimodal, this is the first proven lower runtime bound for NSGA-III on a classical benchmark problem. Complementing this, we secondly improve the best known upper bound of NSGA-III on the m-objective OneMinMax problem (m-OMM) of O(n log(n)) generations by a factor of μ/(2n/m + 1)m/2 for a constant number m of objectives and population size (2n/m + 1)m/2 ≤ μ∈ O(√(log(n)) (2n/m + 1)m/2). This yields tight runtime bounds in the case m = 2, and the surprising result that NSGA-III beats NSGA-II by a factor of μ/n in the expected runtime.

Citations

Cited by

Related