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A Gaussian smoothing-based zeroth-order method for Goldstein second-order stationarity

2026/07/23 by Ming Lei, Ting Kei Pong, Man-Chung Yue +2
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Abstract

We introduce a new generalized Hessian, called the Goldstein second-order δ-subdifferential, and an associated notion of (ε12,δ)-second-order stationary point for continuously differentiable functions with locally Lipschitz gradients. We propose a zeroth-order algorithm based on cubic regularization and Gaussian smoothing with homotopy to find such approximate second-order stationary points for Lipschitz differentiable functions, and derive the iteration complexity under a mild coercivity-type assumption on the objective function.

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