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A Geometric Finiteness Theory for Essential Surfaces in Knot Exteriors

2026/07/23 by Makoto Ozawa
#math.GT

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Abstract

We develop a relative geometric finiteness theory for essential surfaces in knot exteriors. Let γ be a unit-thickness representative of a knot type K, with Len(γ)≤Λ, and let F⊂ E(γ) be a properly embedded essential surface with Area(F)≤Δ and relative thickness at least τ, defined using positive reach and controlled boundary collars. We prove that every bounded-geometry slice contains only finitely many pair-isotopy classes. We construct explicitly bounded canonical layered codes on a fixed ambient lattice and show that, at resolution ε≤ cmin\1,τ\ with sufficiently fine angular quantization, equality of codes implies ambient pair-isotopy. Thus the topology of each bounded slice is recoverable from finite geometric data. For a fixed exterior, these classes form finite visible subcomplexes of the essential-surface complex; the subcomplexes are monotone, exhaust the full complex, and carry isometric actions levelwise and meridian-preserving C1,1 actions with controlled reindexing. Positive-reach compactness also yields attainment results for fixed-exterior and compactified visibility problems. Finally, the peripheral geometry gives a writhe window for connected surfaces with nonempty non-meridional boundary: |r|≤ CBSΛ4/3+w(Δ,τ). This produces slope invisibility gaps and a linear joint-area lower bound for a Seifert surface and cabling annulus of a torus knot. The framework is triangulation-free and complementary to normal-surface, branched-surface, sutured-manifold, and Heegaard-theoretic methods; it does not assert finiteness without geometric bounds.

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